Filing Details

Accession Number:
0001144204-12-063240
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-15 16:41:40
Reporting Period:
2012-11-13
Filing Date:
2012-11-15
Accepted Time:
2012-11-15 16:41:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015739 Aware Inc AWRE Semiconductors & Related Devices (3674) 042911026
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1496364 Yang Susan Stafford 350 N. Orleans Street
Suite 2N
Chicago IL 60654-1975
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-13 678,866 $6.00 2,431,188 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 315,693 Indirect See Footnote
Common Stock 1,700 Direct
Footnotes
  1. Represents shares held by the Susan Yang Stafford 2010 Kimborama Trust, for the benefit of the Reporting Person's child and to which the Reporting Person is the trustee
  2. Represents shares held by Kimberly Stafford 2004 Irrevocable Trust for the benefit of the Reporting Person's child and to which the Reporting Person is the trustee.