Filing Details
- Accession Number:
- 0001144204-12-063240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-15 16:41:40
- Reporting Period:
- 2012-11-13
- Filing Date:
- 2012-11-15
- Accepted Time:
- 2012-11-15 16:41:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1015739 | Aware Inc | AWRE | Semiconductors & Related Devices (3674) | 042911026 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1496364 | Yang Susan Stafford | 350 N. Orleans Street Suite 2N Chicago IL 60654-1975 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-13 | 678,866 | $6.00 | 2,431,188 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 315,693 | Indirect | See Footnote |
Common Stock | 1,700 | Direct |
Footnotes
- Represents shares held by the Susan Yang Stafford 2010 Kimborama Trust, for the benefit of the Reporting Person's child and to which the Reporting Person is the trustee
- Represents shares held by Kimberly Stafford 2004 Irrevocable Trust for the benefit of the Reporting Person's child and to which the Reporting Person is the trustee.