Filing Details
- Accession Number:
- 0001181431-12-058835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-15 16:30:50
- Reporting Period:
- 2012-11-13
- Filing Date:
- 2012-11-15
- Accepted Time:
- 2012-11-15 16:30:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1053112 | Cablevision Systems Corp | CVC | Cable & Other Pay Television Services (4841) | 112776686 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 933028 | Lawrence James Dolan | 1111 Stewart Avenue Bethpage NY 11714 | Ceo & President | Yes | Yes | No | Yes |
| 1480991 | A Kristin Dolan | 1111 Stewart Avenue Bethpage NY 11714 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Cablevision Ny Group Class A Common Stock | Disposition | 2012-08-30 | 1,000 | $0.00 | 1,206,894 | No | 5 | G | Direct | |
| Cablevision Ny Group Class A Common Stock | Acquisiton | 2012-11-13 | 166,666 | $6.56 | 1,373,560 | No | 4 | M | Direct | |
| Cablevision Ny Group Class A Common Stock | Disposition | 2012-11-13 | 166,666 | $14.34 | 1,206,894 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Cablevision Ny Group Class A Common Stock | Options (Rights to Buy) | Disposition | 2012-11-13 | 166,666 | $0.00 | 166,666 | $6.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-06-25 | 2013-06-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Cablevision Ny Group Class A Common Stock | 54,459 | Indirect | By Spouse |
| Cablevision Ny Group Class A Common Stock | 14,100 | Indirect | By Minor Children |
| Cablevision Ny Group Class A Common Stock | 3,900 | Indirect | By Son |
| Cablevision Ny Group Class A Common Stock | 1,752 | Indirect | By 401(k) |
Footnotes
- Includes restricted shares.
- Includes shares held jointly with spouse.
- Securities held directly by Mr. James L. Dolan and indirectly by his spouse, Ms. Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- Securities held directly, or indirectly through a 401(k) plan, by Ms. Kristin A. Dolan and indirectly by her spouse, Mr. James L. Dolan. Mr. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that he is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- Securities held by James L. Dolan as custodian for the Reporting Persons' minor children.
- Securities held by the Reporting Persons' son.
- Reporting Persons disclaim beneficial ownership of these securities and this report shall not be deemed to be an admission that either is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- Exercise of options under the Company's Employee Stock Plan, exempt under Rule 16b-3.
- Ms. Dolan disclaims beneficial ownership of all options beneficially owned or deemed to be beneficially owned by her spouse and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- This transaction was executed in multiple trades at prices ranging from $14.22 to $14.50 per share. The price reported above reflects the weighted average sale price. Mr. Dolan hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Options vested in three equal annual installments beginning on the date indicated.
- Each stock option was previously reported at an exercise price of $20.78, but has been adjusted to reflect dividends.
Billionaire Hedge Funds
