Filing Details
- Accession Number:
- 0001209191-12-053235
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-15 16:04:11
- Reporting Period:
- 2012-11-15
- Filing Date:
- 2012-11-15
- Accepted Time:
- 2012-11-15 16:04:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1535031 | Tumi Holdings Inc. | TUMI | Leather & Leather Products (3100) | 043799139 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1547445 | Doughty Hanson & Co Iv Ltd | C/O Dhc Limited 45 Pall Mall London X0 SW1Y 5JG | No | No | Yes | No | |
1547446 | Ltd Dhc | 45 Pall Mall London X0 SW1Y 5JG | No | No | Yes | Yes | |
1547447 | Doughty Hanson & Co Iv Nominees Four Ltd | C/O Dhc Limited 45 Pall Mall London X0 SW1Y 5JG | No | No | Yes | No | |
1547448 | Doughty Hanson & Co Iv Nominees One Ltd | C/O Dhc Limited 45 Pall Mall London X0 SW1Y 5JG | No | No | Yes | No | |
1547449 | Doughty Hanson & Co Iv Nominees Two Ltd | C/O Dhc Limited 45 Pall Mall London X0 SW1Y 5JG | No | No | Yes | No | |
1547450 | Ltd Nominees Officer | C/O Dhc Limited 45 Pall Mall London X0 SW1Y 5JG | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-11-15 | 2,413,732 | $21.10 | 6,131,982 | No | 4 | S | Indirect | By Doughty Hanson & Co IV Nominees One Limited |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-11-15 | 2,602,728 | $21.10 | 6,612,117 | No | 4 | S | Indirect | By Doughty Hanson & Co IV Nominees Two Limited |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-11-15 | 2,247,526 | $21.10 | 5,709,741 | No | 4 | S | Indirect | By Doughty Hanson & Co IV Nominees Four Limited |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-11-15 | 2,301,185 | $21.10 | 5,846,062 | No | 4 | S | Indirect | By Officers Nominees Limited |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-11-15 | 1,710,804 | $21.10 | 4,344,112 | No | 4 | S | Indirect | By funds controlled by DHC Limited |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Doughty Hanson & Co IV Nominees One Limited |
No | 4 | S | Indirect | By Doughty Hanson & Co IV Nominees Two Limited |
No | 4 | S | Indirect | By Doughty Hanson & Co IV Nominees Four Limited |
No | 4 | S | Indirect | By Officers Nominees Limited |
No | 4 | S | Indirect | By funds controlled by DHC Limited |
Footnotes
- Reflects sales of shares in the secondary offering of common stock of Tumi Holdings, Inc. that closed on November 15, 2012.
- Consists of shares held by Doughty Hanson & Co IV Nominees One Limited, Doughty Hanson & Co IV Nominees Two Limited and Doughty Hanson & Co IV Nominees Four Limited, as applicable, as nominee for three English law limited partnerships of which the common general partner is Doughty Hanson & Co IV Limited, which has voting and investment power with respect to the shares held by each such nominee. Doughty Hanson & Co IV Limited is wholly owned by DHC Limited.
- Officers Nominees Limited is a company incorporated in England and Wales and is the co-investment vehicle for employees of Doughty Hanson & Co. Officers Nominees Limited is wholly owned by DHC Limited.
- Includes shares owned or held by Doughty Hanson & Co IV Nominees Three Limited, Stockwell Fund, L.P., HVB Capital Partners AG, Brederode International s.a.r.l., Uberior Co-Investments Limited and RBSM Capital Limited. Each such entity owns or holds shares amounting to less than 10% ownership in the Issuer.