Filing Details
- Accession Number:
- 0001127602-12-030938
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-15 15:51:22
- Reporting Period:
- 2012-11-15
- Filing Date:
- 2012-11-15
- Accepted Time:
- 2012-11-15 15:51:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 714310 | Valley National Bancorp | VLY | National Commercial Banks (6021) | 222477875 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1169965 | P Peter Crocitto | 1455 Valley Road Wayne NJ 07470- | Senior Evp & Coo, Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-15 | 1,000 | $8.81 | 227,874 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,136 | Indirect | Custodian/child |
| Common Stock | 0 | Indirect | Daughter |
| Common Stock | 41,003 | Indirect | Wife |
| Common Stock (401K Plan) | 4,134 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option/NQ | $11.91 | 2011-11-15 | 2020-11-15 | 21,170 | 21,170 | Direct |
| Common Stock | Stock Options | $16.16 | 2003-11-18 | 2012-11-18 | 19,548 | 19,548 | Direct |
| Common Stock | Stock Options | $18.85 | 2004-11-17 | 2013-11-17 | 18,615 | 18,615 | Direct |
| Common Stock | Stock Options | $18.93 | 2005-11-16 | 2014-11-16 | 17,732 | 17,732 | Direct |
| Common Stock | Stock Options | $17.54 | 2006-11-14 | 2015-11-14 | 20,401 | 20,401 | Direct |
| Common Stock | Stock Options | $19.19 | 2007-11-13 | 2016-11-13 | 22,112 | 22,112 | Direct |
| Common Stock | Stock Options | $14.65 | 2009-02-12 | 2018-02-12 | 21,059 | 21,059 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-11-15 | 21,170 | 21,170 | Direct |
| 2012-11-18 | 19,548 | 19,548 | Direct |
| 2013-11-17 | 18,615 | 18,615 | Direct |
| 2014-11-16 | 17,732 | 17,732 | Direct |
| 2015-11-14 | 20,401 | 20,401 | Direct |
| 2016-11-13 | 22,112 | 22,112 | Direct |
| 2018-02-12 | 21,059 | 21,059 | Direct |
Footnotes
- Valley National Bancorp declared a 5% stock dividend on April 18, 2012, issued May 25, 2012 to shareholders of record on May 11, 2012.
- Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.
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