Filing Details
- Accession Number:
- 0001127602-12-030879
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-15 12:17:34
- Reporting Period:
- 2012-11-13
- Filing Date:
- 2012-11-15
- Accepted Time:
- 2012-11-15 12:17:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326160 | Duke Energy Corp | DUK | Electric & Other Services Combined (4931) | 202777218 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216399 | Sr Alexander George Bernhardt | 550 S. Tryon Street Charlotte NC 28202 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-13 | 1,333 | $23.55 | 5,430 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-13 | 1,333 | $61.96 | 4,097 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-14 | 2,131 | $60.95 | 1,966 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-14 | 1,200 | $60.96 | 766 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-14 | 100 | $60.97 | 666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-11-13 | 1,333 | $0.00 | 1,333 | $23.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 250 | Indirect | By Trustee, Self-directed Ira For Spouse |
Footnotes
- Vested in four annual, equal installments beginning on February 25, 2004.
Billionaire Hedge Funds
