Filing Details
- Accession Number:
- 0001209191-12-053149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-15 10:49:23
- Reporting Period:
- 2012-11-14
- Filing Date:
- 2012-11-15
- Accepted Time:
- 2012-11-15 10:49:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1059142 | America First Tax Exempt Investors Lp | ATAX | Finance Services (6199) | 470810385 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1243169 | A Mark Hiatt | 1004 Farnam St Suite 400 Omaha NE 68102 | Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Beneficial Unit Certificates | Acquisiton | 2012-11-14 | 10,500 | $6.11 | 46,135 | No | 4 | P | Direct | |
Beneficial Unit Certificates | Acquisiton | 2012-11-14 | 9,000 | $6.09 | 9,000 | No | 4 | P | Indirect | By Spouse Rollover IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Spouse Rollover IRA |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by The Burlington Capital Group, LLC, the general partner of the general partner of America First Tax Exempt Investors L.P. The reporting person has a beneficial ownership interest in, and is a director of the Burlington Capital Group, LLC and is deemed to have a pecuniary interest in the Beneficial Unit Certificates due to his ownership interest in The Burlington Capital Group, LLC.