Filing Details
- Accession Number:
- 0001104659-12-078129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-15 10:22:25
- Reporting Period:
- 2012-11-14
- Filing Date:
- 2012-11-15
- Accepted Time:
- 2012-11-15 10:22:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1347613 | Synergy Pharmaceuticals Inc. | SGYP | Pharmaceutical Preparations (2834) | 330505269 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253803 | Gabriel Cerrone | C/O Synergy Pharmaceuticals, Inc. 420 Lexington Avenue, Suite 1609 New York NY 10170 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-14 | 87,820 | $3.61 | 443,760 | No | 4 | P | Indirect | By Panetta Partners Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Panetta Partners Ltd. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 187,470 | Direct |
Footnotes
- Mr. Cerrone is the sole managing partner of Panetta Partners Ltd. and in such capacity exercises voting and dispositive control over securities owned by Panetta despit him having only a small pecuniary interest in such securities.