Filing Details
- Accession Number:
- 0001180687-12-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-15 10:10:36
- Reporting Period:
- 2012-11-13
- Filing Date:
- 2012-11-15
- Accepted Time:
- 2012-11-15 10:10:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
716133 | Cincinnati Bell Inc | CBB | Telephone Communications (No Radiotelephone) (4813) | 311056105 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180687 | F John Cassidy | 221 East Fourth Street Cincinnati 45202 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-13 | 199,857 | $3.48 | 1,725,367 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-13 | 199,857 | $5.12 | 1,525,510 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Buy | Disposition | 2012-11-13 | 199,857 | $0.00 | 199,857 | $3.48 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
211,202 | 2003-12-05 | 2012-12-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 48,681 | Indirect | By 401k Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to Buy | $5.66 | 2004-12-04 | 2013-12-04 | 801,000 | 801,000 | Direct |
Common Stock | Option to Buy | $3.70 | 2005-12-03 | 2014-12-03 | 666,100 | 666,100 | Direct |
Common Stock | Option to Buy | $4.00 | 2005-12-01 | 2015-12-01 | 425,000 | 425,000 | Direct |
Common Stock | Option to Buy | $3.49 | 2007-01-27 | 2016-01-27 | 85,000 | 85,000 | Direct |
Common Stock | Option to Buy | $4.74 | 2007-12-08 | 2016-12-08 | 574,350 | 574,350 | Direct |
Common Stock | Option to Buy | $4.91 | 2008-12-07 | 2017-12-07 | 559,355 | 559,355 | Direct |
Common Stock | Option to Buy | $1.67 | 2009-12-05 | 2018-12-05 | 680,000 | 680,000 | Direct |
Common Stock | Option to Buy | $2.91 | 2011-01-29 | 2020-01-29 | 304,703 | 304,703 | Direct |
Common Stock | Stock Appreciation Right | $2.91 | 2011-01-29 | 2020-01-29 | 304,703 | 304,703 | Direct |
Common Stock | Stock Appreciation Right | $2.85 | 2012-01-28 | 2021-01-28 | 788,656 | 788,656 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-12-04 | 801,000 | 801,000 | Direct |
2014-12-03 | 666,100 | 666,100 | Direct |
2015-12-01 | 425,000 | 425,000 | Direct |
2016-01-27 | 85,000 | 85,000 | Direct |
2016-12-08 | 574,350 | 574,350 | Direct |
2017-12-07 | 559,355 | 559,355 | Direct |
2018-12-05 | 680,000 | 680,000 | Direct |
2020-01-29 | 304,703 | 304,703 | Direct |
2020-01-29 | 304,703 | 304,703 | Direct |
2021-01-28 | 788,656 | 788,656 | Direct |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2012. The options being exercised were scheduled to expired on December 5, 2012.
- Option shares granted under the Cincinnati Bell Inc. 1997 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- Option shares granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- Stock Appreciation Right (SAR) granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.