Filing Details

Accession Number:
0001541219-12-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-14 19:40:45
Reporting Period:
2012-11-12
Filing Date:
2012-11-14
Accepted Time:
2012-11-14 19:40:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
922237 Enova Systems Inc ENA Electronic Components & Accessories (3670) 953056150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1541219 Anthony Low-Beer C/O Scarsdale Equities, Llc
10 Rockefeller Plaza, Suite 720
New York NY 10020
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-12 1,500,000 $0.01 6,838,000 No 4 S Indirect By managed accounts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By managed accounts
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000,000 Indirect By ALB Private Investments, LLC
Common Stock 2,000,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants $0.22 2011-12-30 2016-12-30 2,000,000 2,000,000 Direct
Common Stock Warrants $0.22 2011-12-30 2016-12-30 1,000,000 1,000,000 Indirect
Common Stock Warrants $0.22 2011-12-30 2016-12-30 8,250,000 8,250,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-12-30 2,000,000 2,000,000 Direct
2016-12-30 1,000,000 1,000,000 Indirect
2016-12-30 8,250,000 8,250,000 Indirect
Footnotes
  1. These securities are held by managed accounts, over which the reporting person holds discretionary trading authority and, as a result, may be deemed to be a beneficial owner of these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest thereof.
  2. The reporting person is the sole beneficial owner of ALB Private Investments, LLC. Mr. Francis A. Mlynarczyk, Jr. is the Manager of ALB Investments, LLC and holds sole voting and investment discretion with respect to the shares owned by ALB Private Investments, LLC.