Filing Details
- Accession Number:
- 0001209191-12-053090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-14 19:18:15
- Reporting Period:
- 2012-11-09
- Filing Date:
- 2012-11-14
- Accepted Time:
- 2012-11-14 19:18:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1521955 | J. Shawn Lindquist | C/O Fusion-Io, Inc. 2855 E. Cottonwood Pkwy, Suite 100 Salt Lake City UT 84121 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-09 | 9,376 | $0.65 | 11,546 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-09 | 5,076 | $22.07 | 6,470 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-09 | 4,300 | $22.89 | 2,170 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-13 | 624 | $1.96 | 2,794 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-13 | 624 | $22.00 | 2,170 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-09 | 6,459 | $0.00 | 6,459 | $0.65 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-09 | 2,917 | $0.00 | 2,917 | $0.65 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-13 | 624 | $0.00 | 624 | $1.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
96,875 | 2020-02-11 | No | 4 | M | Direct | |
43,750 | 2020-03-01 | No | 4 | M | Direct | |
47,293 | 2020-09-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,000 | Indirect | by Bentbrook Holdings, LLC |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $21.57 per share to $22.55 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $22.57 per share to $23.12 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- Bentbrook Holdings, LLC is controlled by Mr. Lindquist's spouse. Mr. Lindquist disclaims beneficial ownership of the shares held by Bentbrook Holdings, LLC except as to his pecuniary interest therein.
- The option became exercisable as to 1/4th of the shares subject to the option on February 8, 2011, and 1/48th of the shares subject to the option vest on the 8th day of the month each month thereafter.
- The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010, subject to the Reporting Person being employed by the Issuer for a full year.