Filing Details
- Accession Number:
- 0001127602-12-030817
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-14 18:50:27
- Reporting Period:
- 2012-11-09
- Filing Date:
- 2012-11-14
- Accepted Time:
- 2012-11-14 18:50:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 62709 | Marsh & Mclennan Companies Inc. | MMC | Insurance Agents, Brokers & Service (6411) | 362668272 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1072522 | Brian Duperreault | 1166 Avenue Of The Americas New York NY 10036 | President And Ceo, Mmc | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-04-03 | 755 | $0.00 | 124,880 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2012-05-23 | 3,855 | $0.00 | 121,025 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2012-06-01 | 3,000 | $0.00 | 118,025 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2012-11-09 | 480,392 | $0.00 | 598,417 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-09 | 480,392 | $34.21 | 118,025 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-12 | 100,000 | $0.00 | 218,025 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-12 | 100,000 | $34.06 | 118,025 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-14 | 4,348 | $0.00 | 113,677 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2012-11-09 | 480,392 | $0.00 | 480,392 | $19.05 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2012-11-12 | 100,000 | $0.00 | 100,000 | $19.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 426,798 | 2019-02-22 | No | 4 | M | Direct | |
| 326,798 | 2019-02-22 | No | 4 | M | Direct |
Footnotes
- These options were granted on February 23, 2009 and vest in four equal annual installments beginning on the first anniversary of the grant date. The first three installments vested and became exercisable on February 23, 2010, February 23, 2011 and February 23, 2012. The remaining installment vests on February 23, 2013.
Billionaire Hedge Funds
