Filing Details
- Accession Number:
- 0001209191-12-053071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-14 18:48:19
- Reporting Period:
- 2012-11-09
- Filing Date:
- 2012-11-14
- Accepted Time:
- 2012-11-14 18:48:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1190945 | C Mark Herr | Bank Mutual Corporation 4949 W. Brown Deer Rd. Milwaukee WI 53223 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-11-09 | 2,000 | $4.27 | 34,786 | No | 4 | S | Indirect | In trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | In trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,010 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to buy | $10.67 | 2014-05-03 | 80,000 | 80,000 | Direct | |
| Common Stock | Options to buy | $5.05 | 2021-01-18 | 15,000 | 15,000 | Direct | |
| Common Stock | Options to buy | $3.39 | 2022-01-17 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-05-03 | 80,000 | 80,000 | Direct |
| 2021-01-18 | 15,000 | 15,000 | Direct |
| 2022-01-17 | 15,000 | 15,000 | Direct |
Footnotes
- As trustee of the Herr-Huebner Revocable Trust.
- Directors Stock Option. The option is fully vested.
- Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
- Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
Billionaire Hedge Funds
