Filing Details
- Accession Number:
- 0001234452-12-000412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-14 18:45:23
- Reporting Period:
- 2012-11-11
- Filing Date:
- 2012-11-14
- Accepted Time:
- 2012-11-14 18:45:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1282710 | L Daniel Sullivan | 5775 Morehouse Dr. San Diego CA 92121-1714 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-11 | 28,357 | $0.00 | 48,355 | No | 4 | A | Indirect | by Trust |
Common Stock | Disposition | 2012-11-11 | 13,239 | $58.61 | 35,116 | No | 4 | F | Indirect | by Trust |
Common Stock | Disposition | 2012-11-12 | 4,046 | $61.75 | 31,070 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Indirect | by Trust |
No | 4 | F | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,469 | Direct |
Footnotes
- These shares represent performance-based restricted stock units that vested on October 31, 2012. On November 11, 2012, the Compensation Committee certified that the performance goals had been attained and approved the restricted stock units earned by the reporting person.
- Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The sale prices for this transaction ranged from $61.29 to $62.04. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.