Filing Details
- Accession Number:
- 0001234452-12-000403
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-14 18:45:28
- Reporting Period:
- 2012-11-11
- Filing Date:
- 2012-11-14
- Accepted Time:
- 2012-11-14 18:45:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191307 | R Steven Altman | 5775 Morehouse Dr. San Diego CA 92121-1714 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-11 | 88,276 | $0.00 | 192,992 | No | 4 | A | Indirect | by Trust |
Common Stock | Disposition | 2012-11-11 | 41,208 | $58.61 | 151,784 | No | 4 | F | Indirect | by Trust |
Common Stock | Acquisiton | 2012-11-13 | 9,084 | $35.66 | 160,868 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2012-11-13 | 9,084 | $62.01 | 151,784 | No | 4 | S | Indirect | by Trust |
Common Stock | Acquisiton | 2012-11-13 | 81,332 | $43.62 | 233,116 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2012-11-13 | 81,332 | $62.01 | 151,784 | No | 4 | S | Indirect | by Trust |
Common Stock | Acquisiton | 2012-11-13 | 9,584 | $37.29 | 161,368 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2012-11-13 | 9,584 | $62.01 | 151,784 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Indirect | by Trust |
No | 4 | F | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-13 | 9,084 | $0.00 | 9,084 | $35.66 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-13 | 939 | $0.00 | 939 | $37.29 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-13 | 8,645 | $0.00 | 8,645 | $37.29 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-13 | 81,332 | $0.00 | 81,332 | $43.62 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
109,000 | 2018-11-06 | No | 4 | M | Direct | |
8,645 | 2017-11-11 | No | 4 | M | Direct | |
0 | 2017-11-11 | No | 4 | M | Direct | |
195,164 | 2014-12-02 | No | 4 | M | Direct |
Footnotes
- These shares represent performance-based restricted stock units that vested on October 31, 2012. On November 11, 2012, the Compensation Committee certified that the performance goals had been attained and approved the restricted stock units earned by the reporting person.
- Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
- The sale prices for this transaction ranged from $62.00 to $62.0391. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.