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Home > Insider Trading > Filing (0001140361-12-047390)

Filing Details

Accession Number:: 0001140361-12-047390
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-14 17:51:53
Reporting Period:: 2012-11-12

Filing Date:: 2012-11-14
Accepted Time:: 2012-11-14 17:51:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
727273	Cadiz Inc	CDZI	Water Supply (4941)	770313235

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1536904	Dominic Redfern	C/O Altima Partners Llp 11 Slingsby Place, St Martins Courtyard London, United Kingdom X0 WC2E 9AB		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2012-11-12	360,000	$8.05	386,651	No	4	S	Indirect	By Altima Global Special Opportunities Fund

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Altima Global Special Opportunities Fund

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	600,000	Indirect	By Altima Global Special Situations Master Fund
Common Stock, Par Value $0.01 Per Share	201,467	Indirect	By Altima Services UK Limited

Footnotes

The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.