Filing Details

Accession Number:
0001140361-12-047379
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-14 17:39:59
Reporting Period:
2012-11-12
Filing Date:
2012-11-14
Accepted Time:
2012-11-14 17:39:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060822 Carters Inc CRI Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) 133912933
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191898 C James Petty 1170 Peachtree Street
Suite 900
Atlanta GA 30309
President Retail Stores No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-12 40,000 $27.06 80,408 No 4 M Direct
Common Stock Disposition 2012-11-12 40,000 $51.07 40,408 No 4 S Direct
Common Stock Acquisiton 2012-11-12 18,750 $14.18 59,158 No 4 M Direct
Common Stock Disposition 2012-11-12 18,750 $51.07 40,408 No 4 S Direct
Common Stock Acquisiton 2012-11-12 6,250 $18.14 46,658 No 4 M Direct
Common Stock Disposition 2012-11-12 6,250 $51.07 40,408 No 4 S Direct
Common Stock Acquisiton 2012-11-12 5,250 $28.04 45,658 No 4 M Direct
Common Stock Disposition 2012-11-12 5,250 $51.07 40,408 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Purchase) Acquisiton 2012-11-12 40,000 $0.00 40,000 $27.06
Common Stock Employee Stock Option (Right to Purchase) Acquisiton 2012-11-11 18,750 $0.00 75,000 $14.18
Common Stock Employee Stock Option (Right to Purchase) Acquisiton 2012-11-12 6,250 $0.00 25,000 $18.14
Common Stock Employee Stock Option (Right to Purchase) Acquisiton 2012-11-12 5,250 $0.00 21,000 $28.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
120,408 2017-06-05 No 4 M Direct
56,250 2018-07-01 No 4 M Direct
18,750 2019-03-12 No 4 M Direct
15,750 2020-02-16 No 4 M Direct
Footnotes
  1. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from 50.85 to 51.48, inclusive. Upon request by the Commissioner staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  2. Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
  3. All these options were exercisable as of the trade date.