Filing Details
- Accession Number:
- 0001140361-12-047379
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-14 17:39:59
- Reporting Period:
- 2012-11-12
- Filing Date:
- 2012-11-14
- Accepted Time:
- 2012-11-14 17:39:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191898 | C James Petty | 1170 Peachtree Street Suite 900 Atlanta GA 30309 | President Retail Stores | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-12 | 40,000 | $27.06 | 80,408 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-12 | 40,000 | $51.07 | 40,408 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-12 | 18,750 | $14.18 | 59,158 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-12 | 18,750 | $51.07 | 40,408 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-12 | 6,250 | $18.14 | 46,658 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-12 | 6,250 | $51.07 | 40,408 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-12 | 5,250 | $28.04 | 45,658 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-12 | 5,250 | $51.07 | 40,408 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2012-11-12 | 40,000 | $0.00 | 40,000 | $27.06 |
| Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2012-11-11 | 18,750 | $0.00 | 75,000 | $14.18 |
| Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2012-11-12 | 6,250 | $0.00 | 25,000 | $18.14 |
| Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2012-11-12 | 5,250 | $0.00 | 21,000 | $28.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 120,408 | 2017-06-05 | No | 4 | M | Direct | |
| 56,250 | 2018-07-01 | No | 4 | M | Direct | |
| 18,750 | 2019-03-12 | No | 4 | M | Direct | |
| 15,750 | 2020-02-16 | No | 4 | M | Direct |
Footnotes
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from 50.85 to 51.48, inclusive. Upon request by the Commissioner staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- All these options were exercisable as of the trade date.
Billionaire Hedge Funds
