Filing Details
- Accession Number:
- 0001365555-12-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-14 16:31:17
- Reporting Period:
- 2012-11-14
- Filing Date:
- 2012-11-14
- Accepted Time:
- 2012-11-14 16:31:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1365555 | Amtrust Financial Services Inc. | AFSI | Fire, Marine & Casualty Insurance (6331) | 043106389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380886 | J Michael Saxon | C/O Amtrust Financial Services, Inc. 59 Maiden Lane, 6Th Floor New York NY 10038 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-14 | 13,200 | $6.36 | 114,378 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-14 | 5,688 | $26.49 | 108,690 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-14 | 1,006 | $26.69 | 107,684 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-14 | 780 | $26.67 | 106,904 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2012-11-14 | 13,200 | $0.00 | 13,200 | $6.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 204,012 | 2007-02-09 | 2016-02-09 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 19, 2011.
- Shares withheld to satisfy income tax withholding liabilities and payment of the option exercise price.
Billionaire Hedge Funds
