Filing Details

Accession Number:
0001104659-12-077751
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-14 12:56:53
Reporting Period:
2012-11-12
Filing Date:
2012-11-14
Accepted Time:
2012-11-14 12:56:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
864559 Cascade Microtech Inc CSCD Instruments For Meas & Testing Of Electricity & Elec Signals (3825) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311551 Paul F Carlson 2430 Nw 206Th Avenue
Beaverton OR 97006
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-12 1,667 $0.00 180,710 No 4 M Direct
Common Stock Acquisiton 2012-11-13 1,666 $0.00 182,376 No 4 M Direct
Common Stock Disposition 2012-11-13 331 $5.13 6,654 No 4 S Indirect By wife
Common Stock Disposition 2012-11-13 300 $5.13 6,354 No 4 S Indirect By wife
Common Stock Disposition 2012-11-13 100 $5.13 6,254 No 4 S Indirect By wife
Common Stock Disposition 2012-11-13 269 $5.14 5,985 No 4 S Indirect By wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Indirect By wife
No 4 S Indirect By wife
No 4 S Indirect By wife
No 4 S Indirect By wife
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2012-11-12 1,667 $0.00 1,667 $0.00
Common Stock Restricted Stock Unit Disposition 2012-11-13 1,666 $0.00 1,666 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,666 2012-11-12 No 4 M Direct
0 2012-11-13 No 4 M Direct
Footnotes
  1. Each Restricted Stock Unit represents a right to receive one share of Cascade Microtech Inc. common stock upon vesting. Provided that the individual continues to hold the status of member of Board of Directors, then Restricted Stock Units cliff vest annually in three equal installments on the anniversary date of the grant beginning November 12, 2011.
  2. These units do not carry a conversion price.
  3. Each Restricted Stock Unit represents a right to receive one share of Cascade Microtech Inc. common stock upon vesting. Provided that the individual continues to hold the status of member of Board of Directors, then Restricted Stock Units cliff vest annually in three equal installments on the anniversary date of the grant beginning November 13, 2010.
  4. Shares sold on the open market
  5. These units do not expire.