Filing Details
- Accession Number:
- 0001104659-12-077751
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-14 12:56:53
- Reporting Period:
- 2012-11-12
- Filing Date:
- 2012-11-14
- Accepted Time:
- 2012-11-14 12:56:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
864559 | Cascade Microtech Inc | CSCD | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311551 | Paul F Carlson | 2430 Nw 206Th Avenue Beaverton OR 97006 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-12 | 1,667 | $0.00 | 180,710 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-13 | 1,666 | $0.00 | 182,376 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-13 | 331 | $5.13 | 6,654 | No | 4 | S | Indirect | By wife |
Common Stock | Disposition | 2012-11-13 | 300 | $5.13 | 6,354 | No | 4 | S | Indirect | By wife |
Common Stock | Disposition | 2012-11-13 | 100 | $5.13 | 6,254 | No | 4 | S | Indirect | By wife |
Common Stock | Disposition | 2012-11-13 | 269 | $5.14 | 5,985 | No | 4 | S | Indirect | By wife |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Indirect | By wife |
No | 4 | S | Indirect | By wife |
No | 4 | S | Indirect | By wife |
No | 4 | S | Indirect | By wife |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2012-11-12 | 1,667 | $0.00 | 1,667 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2012-11-13 | 1,666 | $0.00 | 1,666 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,666 | 2012-11-12 | No | 4 | M | Direct | |
0 | 2012-11-13 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit represents a right to receive one share of Cascade Microtech Inc. common stock upon vesting. Provided that the individual continues to hold the status of member of Board of Directors, then Restricted Stock Units cliff vest annually in three equal installments on the anniversary date of the grant beginning November 12, 2011.
- These units do not carry a conversion price.
- Each Restricted Stock Unit represents a right to receive one share of Cascade Microtech Inc. common stock upon vesting. Provided that the individual continues to hold the status of member of Board of Directors, then Restricted Stock Units cliff vest annually in three equal installments on the anniversary date of the grant beginning November 13, 2010.
- Shares sold on the open market
- These units do not expire.