Filing Details
- Accession Number:
- 0001354488-12-005822
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-14 12:34:56
- Reporting Period:
- 2012-11-12
- Filing Date:
- 2012-11-14
- Accepted Time:
- 2012-11-14 12:34:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
351998 | Data I/O Corp | DAIO | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 910864123 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1439759 | Anthony Ambrose | 6464 185Th Ave. Ne, Suite 101 Redmond WA 98052 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-12 | 5,000 | $1.75 | 80,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-12 | 5,000 | $1.71 | 85,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | $1.87 | 2016-10-25 | 2018-10-25 | 200,000 | 200,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-10-25 | 200,000 | 200,000 | Direct |
Footnotes
- 200000 NQSO granted 10-25-2012, vesting quarterly over 4 years, life of 6 years, vests on change in control