Filing Details
- Accession Number:
- 0001002225-12-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-14 11:50:21
- Reporting Period:
- 2012-11-12
- Filing Date:
- 2012-11-14
- Accepted Time:
- 2012-11-14 11:50:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1309147 | Peter David Hess | 600 Townsend Street San Francisco CA 94103 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-12 | 5,000 | $9.03 | 51,412 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-12 | 5,000 | $22.13 | 46,412 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-12 | 5,000 | $22.13 | 5,000 | $9.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,558 | 2005-10-04 | 2014-10-04 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to 10b5-1 plan dated February 9, 2012
Billionaire Hedge Funds
