Filing Details

Accession Number:
0001140361-12-047056
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-14 11:32:03
Reporting Period:
2012-11-09
Filing Date:
2012-11-14
Accepted Time:
2012-11-14 11:32:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1347858 22Nd Century Group Inc. XXII.OB Cigarettes (2111) 980468420
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1508753 Iii Henry Sicignano 9530 Main Street
Clarence NY 14031
Cfo, President, Secretary Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-09 600,000 $0.00 1,752,603 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Acquisiton 2012-11-09 300,000 $0.00 300,000 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
300,000 2012-11-09 2017-11-09 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,000 Indirect Custodian for Minor Children
Common Stock 20,000 Indirect IRA
Common Stock 2,542,347 Indirect Manager
Footnotes
  1. The reported securities are within units purchased by the reporting person for a purchase price of $0.25 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
  2. Includes 100,000 shares granted under the Company's Equity Incentive Plan that are subject to forfeiture if certain performance conditions are not satisfied.
  3. Shares are owned by Henry Sicignano III Group, LLC of which Mr. Sicignano is the Manager.