Filing Details
- Accession Number:
- 0001140361-12-047056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-14 11:32:03
- Reporting Period:
- 2012-11-09
- Filing Date:
- 2012-11-14
- Accepted Time:
- 2012-11-14 11:32:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1347858 | 22Nd Century Group Inc. | XXII.OB | Cigarettes (2111) | 980468420 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1508753 | Iii Henry Sicignano | 9530 Main Street Clarence NY 14031 | Cfo, President, Secretary | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-09 | 600,000 | $0.00 | 1,752,603 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase | Acquisiton | 2012-11-09 | 300,000 | $0.00 | 300,000 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
300,000 | 2012-11-09 | 2017-11-09 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,000 | Indirect | Custodian for Minor Children |
Common Stock | 20,000 | Indirect | IRA |
Common Stock | 2,542,347 | Indirect | Manager |
Footnotes
- The reported securities are within units purchased by the reporting person for a purchase price of $0.25 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
- Includes 100,000 shares granted under the Company's Equity Incentive Plan that are subject to forfeiture if certain performance conditions are not satisfied.
- Shares are owned by Henry Sicignano III Group, LLC of which Mr. Sicignano is the Manager.