Filing Details
- Accession Number:
- 0001140361-12-047044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-14 11:03:06
- Reporting Period:
- 2012-11-09
- Filing Date:
- 2012-11-14
- Accepted Time:
- 2012-11-14 11:03:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1347858 | 22Nd Century Group Inc. | XXII.OB | Cigarettes (2111) | 980468420 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1508752 | Joseph Pandolfino | 9530 Main Street Clarence NY 14031 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-09 | 480,000 | $0.00 | 5,375,535 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase | Acquisiton | 2012-11-09 | 240,000 | $0.00 | 240,000 | $1.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 240,000 | 2012-11-09 | 2017-11-09 | No | 4 | P | Direct |
Footnotes
- The reported securities are within units purchased by the reporting person for a purchase price of $0.25 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
Billionaire Hedge Funds
