Filing Details
- Accession Number:
- 0001140361-12-047041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-14 11:01:36
- Reporting Period:
- 2012-11-09
- Filing Date:
- 2012-11-14
- Accepted Time:
- 2012-11-14 11:01:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1347858 | 22Nd Century Group Inc. | XXII.OB | Cigarettes (2111) | 980468420 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1522460 | A Joseph Dunn | 1260 North Forest Road #3C Amherst NY 14221 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-09 | 60,000 | $0.00 | 85,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase | Acquisiton | 2012-11-09 | 30,000 | $0.00 | 30,000 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,000 | 2012-11-09 | 2017-11-09 | No | 4 | P | Direct |
Footnotes
- The reported securities are within units purchased by the reporting person for a purchase price of $0.25 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.