Filing Details
- Accession Number:
- 0001354488-12-005799
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-13 19:40:50
- Reporting Period:
- 2012-09-28
- Filing Date:
- 2012-11-13
- Accepted Time:
- 2012-11-13 19:40:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1054274 | Alliqua Inc. | ALQA.OB | Surgical & Medical Instruments & Apparatus (3841) | 582349413 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1449534 | L Kenneth Londoner | 850 Third Avenue Suite 1801 New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-28 | 600,000 | $0.00 | 1,240,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-08 | 400,000 | $0.00 | 1,640,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2012-09-28 | 300,000 | $0.00 | 300,000 | $0.05 |
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2012-11-08 | 400,000 | $0.00 | 400,000 | $0.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
300,000 | 2012-09-28 | 2017-09-28 | No | 4 | A | Direct |
400,000 | 2012-11-08 | 2017-11-08 | No | 4 | A | Direct |
Footnotes
- Mr. Londoner purchased, as part of a private placement transaction on September 28, 2012, 600,000 units at a price per unit of $0.05, with each unit consisting of 1 share of common stock and a warrant to purchase 0.5 of a share of common stock.
- Mr. Londoner purchased, as part of a private placement transaction on November 8, 2012, 400,000 units at a price per unit of $0.05, with each unit consisting of 1 share of common stock and a warrant to purchase 1 share of common stock.