Filing Details
- Accession Number:
- 0001234452-12-000387
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-13 18:30:23
- Reporting Period:
- 2012-11-08
- Filing Date:
- 2012-11-13
- Accepted Time:
- 2012-11-13 18:30:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1282710 | L Daniel Sullivan | 5775 Morehouse Dr. San Diego CA 92121-1714 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-08 | 9,117 | $0.00 | 25,069 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2012-11-08 | 4,256 | $60.67 | 20,813 | No | 4 | F | Indirect | by Trust |
Common Stock | Disposition | 2012-11-09 | 4,861 | $61.83 | 15,952 | No | 4 | S | Indirect | by Trust |
Common Stock | Acquisiton | 2012-11-09 | 7,589 | $0.00 | 23,541 | No | 4 | A | Indirect | by Trust |
Common Stock | Disposition | 2012-11-09 | 3,542 | $61.62 | 19,998 | No | 4 | F | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by Trust |
No | 4 | F | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | A | Indirect | by Trust |
No | 4 | F | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2012-11-08 | 9,117 | $0.00 | 9,117 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,557 | 2020-11-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,469 | Direct |
Footnotes
- Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.
- Includes 209 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2012.
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The sale prices for this transaction ranged from $61.59 to $62.15. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Amount includes dividend equivalents earned on vested restricted stock units.
- These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.