Filing Details
- Accession Number:
- 0001234452-12-000382
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-13 18:25:30
- Reporting Period:
- 2012-11-08
- Filing Date:
- 2012-11-13
- Accepted Time:
- 2012-11-13 18:25:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191310 | E Paul Jacobs | 5775 Morehouse Dr. San Diego CA 92121-1714 | Chairman & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-08 | 5,145 | $34.83 | 163,987 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2012-11-08 | 5,145 | $62.52 | 158,842 | No | 4 | S | Indirect | by Trust |
Common Stock | Acquisiton | 2012-11-08 | 16,855 | $34.83 | 175,697 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2012-11-08 | 16,855 | $62.52 | 158,842 | No | 4 | S | Indirect | by Trust |
Common Stock | Acquisiton | 2012-11-08 | 25,774 | $34.83 | 184,616 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2012-11-08 | 25,774 | $62.58 | 158,842 | No | 4 | S | Indirect | by Trust |
Common Stock | Acquisiton | 2012-11-08 | 4,226 | $35.66 | 163,068 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2012-11-08 | 4,226 | $62.58 | 158,842 | No | 4 | S | Indirect | by Trust |
Common Stock | Acquisiton | 2012-11-08 | 49,385 | $0.00 | 208,227 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2012-11-08 | 23,053 | $60.67 | 185,174 | No | 4 | F | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | F | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-08 | 16,855 | $0.00 | 16,855 | $34.83 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-08 | 25,774 | $0.00 | 25,774 | $34.83 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-08 | 4,226 | $0.00 | 4,226 | $35.66 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-08 | 5,145 | $0.00 | 5,145 | $34.83 |
Common Stock | Restricted Stock Unit | Disposition | 2012-11-08 | 49,385 | $0.00 | 49,385 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,774 | 2016-11-09 | No | 4 | M | Direct | |
0 | 2016-11-09 | No | 4 | M | Direct | |
311,730 | 2018-11-06 | No | 4 | M | Direct | |
0 | 2016-11-09 | No | 4 | M | Indirect | |
46,349 | 2020-11-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,923 | Direct | |
Common Stock | 558,209 | Indirect | By GRAT |
Common Stock | 772 | Indirect | by Foundation |
Common Stock | 558,209 | Indirect | by GRAT S |
Footnotes
- Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The sale prices for this transaction ranged from $62.37 to $62.72. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- The sale prices for this transaction ranged from $62.46 to $62.72. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
- Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
- Amount includes dividend equivalents earned on vested restricted stock units.
- These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.