Filing Details
- Accession Number:
- 0001234452-12-000378
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-13 18:23:19
- Reporting Period:
- 2012-11-08
- Filing Date:
- 2012-11-13
- Accepted Time:
- 2012-11-13 18:23:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1445355 | K Derek Aberle | 5775 Morehouse Dr. San Diego CA 92121-1714 | Evp & Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-08 | 15,956 | $0.00 | 18,009 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-08 | 7,448 | $60.67 | 10,561 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2012-11-08 | 2,000 | $35.66 | 12,561 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-08 | 2,000 | $62.70 | 10,561 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-08 | 1,000 | $41.33 | 11,561 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-08 | 1,000 | $62.70 | 10,561 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-09 | 14,054 | $0.00 | 24,615 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2012-11-09 | 6,560 | $61.62 | 18,054 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-08 | 2,000 | $0.00 | 2,000 | $35.66 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-08 | 1,000 | $0.00 | 1,000 | $41.33 |
| Common Stock | Restricted Stock Unit | Disposition | 2012-11-08 | 15,956 | $0.00 | 15,956 | $1.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 67,750 | 2018-11-06 | No | 4 | M | Direct | |
| 23,000 | 2017-10-25 | No | 4 | M | Direct | |
| 14,974 | 2020-11-07 | No | 4 | M | Direct |
Footnotes
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
- Amount includes dividend equivalents earned on vested restricted stock units.
- These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
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