Filing Details

Accession Number:
0001181431-12-058347
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-13 17:44:19
Reporting Period:
2012-11-13
Filing Date:
2012-11-13
Accepted Time:
2012-11-13 17:44:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056903 American States Water Co AWR Water Supply (4941) 954676679
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195395 F Robert Kathol 954 South 117Th Court
Omaha NE 68154
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2012-08-13 85 $44.31 18,614 No 4 A Direct
Common Shares Acquisiton 2012-11-12 89 $43.04 18,702 No 4 A Direct
Common Shares Disposition 2012-11-13 1,500 $43.12 17,202 No 4 S Direct
Common Shares Disposition 2012-11-13 1,500 $42.91 15,702 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. DER units credited on 8/13/2012 as dividend at FMV
  2. DER units credited on 11/12/2012 as dividend at FMV