Filing Details
- Accession Number:
- 0001181431-12-058347
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-13 17:44:19
- Reporting Period:
- 2012-11-13
- Filing Date:
- 2012-11-13
- Accepted Time:
- 2012-11-13 17:44:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1195395 | F Robert Kathol | 954 South 117Th Court Omaha NE 68154 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2012-08-13 | 85 | $44.31 | 18,614 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2012-11-12 | 89 | $43.04 | 18,702 | No | 4 | A | Direct | |
Common Shares | Disposition | 2012-11-13 | 1,500 | $43.12 | 17,202 | No | 4 | S | Direct | |
Common Shares | Disposition | 2012-11-13 | 1,500 | $42.91 | 15,702 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- DER units credited on 8/13/2012 as dividend at FMV
- DER units credited on 11/12/2012 as dividend at FMV