Filing Details
- Accession Number:
- 0000891839-12-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-13 16:58:13
- Reporting Period:
- 2012-11-08
- Filing Date:
- 2012-11-13
- Accepted Time:
- 2012-11-13 16:58:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 716314 | Graham Corp | GHM | General Industrial Machinery & Equipment (3560) | 161194720 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457678 | Jeffrey Glajch | C/O Graham Corporation 20 Florence Avenue Batavia NY 14020 | Vp-Finance; Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-08 | 1,296 | $17.33 | 34,297 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-11-08 | 1,000 | $17.42 | 35,297 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-11-08 | 704 | $17.53 | 36,001 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $8.01 | 2019-03-02 | 1,000 | 1,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $15.22 | 2012-05-28 | 2019-05-28 | 4,693 | 4,693 | Direct |
| Common Stock | Stock Option (Right to Buy) | $15.25 | 2020-05-20 | 3,675 | 3,675 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $18.65 | 2022-05-30 | 7,141 | 7,141 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-03-02 | 1,000 | 1,000 | Direct |
| 2019-05-28 | 4,693 | 4,693 | Direct |
| 2020-05-20 | 3,675 | 3,675 | Direct |
| 2022-05-30 | 7,141 | 7,141 | Direct |
Footnotes
- This option was previously reported by Mr. Glajch and is exercisable pro rata on the first, second, third and fourth anniversaries of the 3/2/09 grant date.
- This option was previously reported by Mr. Glajch.
- This option was previously reported by Mr. Glajch and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/20/10 grant date.
- This option was previously reported by Mr. Glajch and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/30/12 grant date.
Billionaire Hedge Funds
