Filing Details
- Accession Number:
- 0001225208-12-023005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-13 16:08:49
- Reporting Period:
- 2012-11-09
- Filing Date:
- 2012-11-13
- Accepted Time:
- 2012-11-13 16:08:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1528610 | Polonia Bancorp Inc | PBCP | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1377703 | D Paul Rutkowski | 3993 Huntingdon Pike 3Rd Floor Huntingdon Valley PA 19006 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-09 | 12,523 | $0.00 | 12,523 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2012-11-09 | 28,396 | $0.00 | 28,396 | No | 4 | I | Indirect | By 401(k) |
| Common Stock | Acquisiton | 2012-11-09 | 4,680 | $0.00 | 4,680 | No | 4 | J | Indirect | By ESOP |
| Common Stock | Acquisiton | 2012-11-09 | 5,000 | $8.00 | 5,000 | No | 4 | P | Indirect | By NQ Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | I | Indirect | By 401(k) |
| No | 4 | J | Indirect | By ESOP |
| No | 4 | P | Indirect | By NQ Plan |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right-to-buy) | Acquisiton | 2012-11-09 | 45,101 | $0.00 | 45,101 | $8.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,101 | 2008-08-21 | 2017-08-21 | No | 4 | J | Direct |
Footnotes
- Pursuant to the Plan of Conversion and Reorganization of Polonia MHC, each share of common stock of Polonia Bancorp (Federal corporation) was exchanged for 1.1136 shares of common stock of Polonia Bancorp, Inc. (Maryland corporation).
- Pursuant to the Plan of Conversion and Reorganization of Polonia MHC, each option to purchase shares of common stock of Polonia Bancorp (Federal corporation) was converted into an option to purchase shares of common stock of Polonia Bancorp, Inc. (Maryland corporation) by multiplying the number of shares subject to each option by the 1.1136 exchange ratio, rounded down to the nearest share. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 1.1136 exchange ratio. All such converted options continue to vest based on their original terms.
- Stock Options granted pursuant to the Polonia Bancorp 2007 Equity Incentive Plan are fully vested and exercisable as of August 21, 2012.
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