Filing Details
- Accession Number:
- 0001140361-12-046831
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-13 16:01:44
- Reporting Period:
- 2012-11-08
- Filing Date:
- 2012-11-13
- Accepted Time:
- 2012-11-13 16:01:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060523 | Cardinal Financial Corp | CFNL | National Commercial Banks (6021) | 541874630 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253653 | H Bernard Clineburg | 8270 Greensboro Drive Suite 500 Mclean VA 22102 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-08 | 1,000 | $4.60 | 159,496 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-08 | 28,261 | $4.60 | 187,757 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-08 | 50,000 | $5.25 | 237,757 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-08 | 29,261 | $15.49 | 208,496 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-08 | 50,000 | $15.24 | 158,496 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2012-11-08 | 1,000 | $0.00 | 1,000 | $4.60 |
Common Stock | Common Stock | Disposition | 2012-11-08 | 28,261 | $0.00 | 28,261 | $4.60 |
Common Stock | Stock Option | Disposition | 2012-11-08 | 50,000 | $0.00 | 50,000 | $5.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-01-29 | 2013-01-29 | No | 4 | M | Direct |
0 | 2013-01-29 | No | 4 | M | Direct | |
0 | 2013-03-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 86,000 | Indirect | By IRA |
Footnotes
- The stock option vests in five equal annual installments beginning on January 29, 2003.
- The stock option vests in five equal annual installments beginning on March 26, 2003.