Filing Details

Accession Number:
0001548538-12-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-13 15:48:29
Reporting Period:
2012-11-08
Filing Date:
2012-11-13
Accepted Time:
2012-11-13 15:48:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1364962 Imperva Inc IMPV Services-Prepackaged Software (7372) 030460133
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1190636 M Steven Krausz 2735 Sand Hill Road
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-08 7,000 $30.89 22,252 No 4 S Direct
Common Stock Disposition 2012-11-09 4,000 $0.00 18,252 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 478,200 Indirect Directly owned by USVP VIII
Common Stock 3,159 Indirect Directly owned by AFF VIII
Common Stock 13,660 Indirect Directly owned by EP VIII-A
Common Stock 6,921 Indirect Directly owned by EP VIII-B
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $27.86 2022-06-06 8,399 8,399 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-06-06 8,399 8,399 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.62 to $31.01, inclusive for sales on 11/8/12 . The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4
  2. Gift of shares. No sales price is applicable to this gift.
  3. Steven M. Krausz is a managing member of Presidio Management Group VIII, LLC ("PMG VIII"). PMG VIII is the general partner of US Venture Partners VIII, L.P. ("USVP VIII"), USVP Entrepreneur Partners VIII-A, L.P. ("EP VIII-A"), USVP Entrepreneur Partners VIII-B, L.P. ("EP VIII-B"), and USVP VIII Affiliates Fund, L.P. ("AFF VIII"), and Irwin Federman, Winston S. Fu, David E. Liddle, Paul A Matteucci, Jonathan D. Root, Christopher J. Rust, Casey M. Tansey, and Philip M. Young may be deemed to share voting and dispositive power over the shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII. Such persons and entities disclaim beneficial ownership of shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII except to the extent of any pecuniary interest therein.
  4. This stock option vests as to 100% of the underlying shares 12 months following the vesting commencement date of June 7, 2012. This stock option is subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.