Filing Details
- Accession Number:
- 0001215582-12-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-13 13:45:56
- Reporting Period:
- 2012-11-08
- Filing Date:
- 2012-11-13
- Accepted Time:
- 2012-11-13 13:45:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 806172 | Sono Tek Corp | SOTK | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 141568099 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1215582 | Joseph Riemer | Sonotek 2012 Rt 9W Milton NY 12547 | Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Sonotek Corp Common Stock | Acquisiton | 2012-11-13 | 10,000 | $0.54 | 110,225 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Sonotek Corp Common Stock | OPTIONS | Disposition | 2012-11-08 | 25,000 | $1.18 | 25,000 | $1.18 |
| Sonotek Corp Common Stock | OPTIONS | Disposition | 2012-11-08 | 50,000 | $0.95 | 50,000 | $0.95 |
| Sonotek Corp Common Stock | OPTIONS | Disposition | 2012-11-08 | 14,975 | $0.74 | 14,975 | $0.74 |
| Sonotek Corp Common Stock | OPTIONS | Disposition | 2012-11-08 | 50,000 | $1.04 | 50,000 | $1.04 |
| Sonotek Corp Common Stock | OPTIONS | Disposition | 2012-11-08 | 125,000 | $1.04 | 125,000 | $1.04 |
| Sonotek Corp Common Stock | OPTIONS | Acquisiton | 2012-11-08 | 264,975 | $0.61 | 264,975 | $0.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 239,975 | 2007-04-13 | 2017-04-10 | No | 4 | J | Direct |
| 189,975 | 2007-09-04 | 2017-09-01 | No | 4 | J | Direct |
| 175,000 | 2008-03-05 | 2018-03-03 | No | 4 | J | Direct |
| 125,000 | 2009-10-22 | 2019-10-20 | No | 4 | J | Direct |
| 0 | 2011-02-28 | 2021-02-25 | No | 4 | J | Direct |
| 264,975 | 2012-11-08 | 2022-11-06 | No | 4 | A | Direct |
Footnotes
- OPTIONS WERE CANCELLED IN EXCHANGE FOR NEW OPTIONS.
- SUBJECT TO STANDARD VESTING SCHEDULE.
- SUBJECT TO VESTING SCHEDULE.
Billionaire Hedge Funds
