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Home > Insider Trading > Filing (0001209191-12-052604)

Filing Details

Accession Number:: 0001209191-12-052604
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-13 08:57:28
Reporting Period:: 2012-11-09

Filing Date:: 2012-11-13
Accepted Time:: 2012-11-13 08:57:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1029730	Ladenburg Thalmann Financial Services Inc	LTS	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	650701248

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1215060	M Richard Krasno	William R. Kenan, Jr. Charitable Trust, P.o. Box 3858 Chapel Hill NC 27515		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-11-09	1,600	$1.29	297,100	No	4	P	Indirect	Held by The Richard M. Krasno Living Trust dated 10/6/2009
Common Stock	Acquisiton	2012-11-09	3,400	$1.30	300,500	No	4	P	Indirect	Held by The Richard M. Krasno Living Trust dated 10/6/2009

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held by The Richard M. Krasno Living Trust dated 10/6/2009
No	4	P	Indirect	Held by The Richard M. Krasno Living Trust dated 10/6/2009

Footnotes

Dr. Richard M. Krasno is the sole trustee and beneficiary of The Richard M. Krasno Living Trust dated 10/6/2009.