Filing Details
- Accession Number:
- 0001104659-12-076900
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-13 06:07:07
- Reporting Period:
- 2012-11-09
- Filing Date:
- 2012-11-13
- Accepted Time:
- 2012-11-13 06:07:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496099 | New Mountain Finance Corp | NMFC | () | 272978010 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1555843 | David Malpass | 28 West 44Th Street Suite 1501 New York NY 10036 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-09 | 2,393 | $14.35 | 22,464 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-09 | 607 | $14.15 | 23,071 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-09 | 3,500 | $14.42 | 26,571 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-12 | 890 | $14.27 | 23,340 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,500 | Indirect | By Spouse |
Footnotes
- indicates shares held in the Reporting Person's ROTH IRA account.
- indicates shares held in the Reporting Person's traditional IRA account.