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Home > Insider Trading > Filing (0001206774-12-004509)

Filing Details

Accession Number:: 0001206774-12-004509
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-09 19:48:27
Reporting Period:: 2012-11-08

Filing Date:: 2012-11-09
Accepted Time:: 2012-11-09 19:48:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1122342	Alliance Fiber Optic Products Inc	AFOP	Semiconductors & Related Devices (3674)	770554122

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1135030	James Yeh	C/O Alliance Fiber Optic Products, Inc. 275 Gibraltar Drive Sunnyvale CA 94089		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-11-08	300	$10.70	0	No	4	S	Direct
Common Stock	Disposition	2012-11-09	700	$10.70	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Stock Option (Right to buy)	Acquisiton	2012-11-08	300	$6.00	300	$6.00
Common	Stock Option (Right to buy	Acquisiton	2012-11-09	700	$6.00	700	$6.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
300	2009-11-19	2019-10-19	No	4	M	Direct
700	2009-11-19	2019-10-19	No	4	M	Direct

Footnotes

The total 1,000 (300 plus 700) shares of common stock were granted on October 19, 2009. The option vests as to one thirty-sixth of the shares on October 19, 2009 and an additional one thirty-sixth of the shares vest on the first day of each full month thereafter.