Filing Details
- Accession Number:
- 0001140361-12-046566
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-09 19:27:59
- Reporting Period:
- 2012-09-04
- Filing Date:
- 2012-11-09
- Accepted Time:
- 2012-11-09 19:27:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
810509 | Navidea Biopharmaceuticals Inc. | NAVB | In Vitro & In Vivo Diagnostic Substances (2835) | 311080091 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1299265 | Platinum Partners Value Arbitrage Fund, Lp | 152 West 57Th Street 54Th Floor New York NY 10019 | No | No | Yes | No | |
1404598 | Platinum-Montaur Life Sciences, Llc | 152 W. 57Th Street, 4Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Disposition | 2012-09-04 | 205,521 | $3.80 | 7,266,847 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 | Disposition | 2012-09-05 | 64,900 | $3.78 | 7,201,947 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 | Disposition | 2012-09-06 | 2,200 | $3.71 | 7,199,747 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 | Disposition | 2012-09-07 | 118,731 | $3.61 | 7,081,016 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 | Disposition | 2012-09-10 | 20,500 | $3.75 | 7,060,516 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 | Disposition | 2012-09-10 | 269,919 | $3.69 | 6,790,597 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 | Disposition | 2012-09-19 | 21,700 | $3.22 | 6,768,897 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 | Disposition | 2012-09-21 | 4,911 | $3.24 | 6,763,986 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 | Acquisiton | 2012-10-10 | 37,030 | $2.56 | 6,801,016 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct |
Footnotes
- The reporting persons' sale at a price of $3.80 per share on September 4, 2012 of Common Stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 37,030 shares, with the reporting persons' purchase of shares of Common Stock at a price of $2.56 per share on October 10, 2012 reported herein. The reporting persons have agreed to pay to Navidea Biopharmaceuticals, Inc., $45,472.84, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.