Filing Details

Accession Number:
0001140361-12-046566
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-09 19:27:59
Reporting Period:
2012-09-04
Filing Date:
2012-11-09
Accepted Time:
2012-11-09 19:27:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
810509 Navidea Biopharmaceuticals Inc. NAVB In Vitro & In Vivo Diagnostic Substances (2835) 311080091
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1299265 Platinum Partners Value Arbitrage Fund, Lp 152 West 57Th Street
54Th Floor
New York NY 10019
No No Yes No
1404598 Platinum-Montaur Life Sciences, Llc 152 W. 57Th Street,
4Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Disposition 2012-09-04 205,521 $3.80 7,266,847 No 4 S Direct
Common Stock, Par Value $0.001 Disposition 2012-09-05 64,900 $3.78 7,201,947 No 4 S Direct
Common Stock, Par Value $0.001 Disposition 2012-09-06 2,200 $3.71 7,199,747 No 4 S Direct
Common Stock, Par Value $0.001 Disposition 2012-09-07 118,731 $3.61 7,081,016 No 4 S Direct
Common Stock, Par Value $0.001 Disposition 2012-09-10 20,500 $3.75 7,060,516 No 4 S Direct
Common Stock, Par Value $0.001 Disposition 2012-09-10 269,919 $3.69 6,790,597 No 4 S Direct
Common Stock, Par Value $0.001 Disposition 2012-09-19 21,700 $3.22 6,768,897 No 4 S Direct
Common Stock, Par Value $0.001 Disposition 2012-09-21 4,911 $3.24 6,763,986 No 4 S Direct
Common Stock, Par Value $0.001 Acquisiton 2012-10-10 37,030 $2.56 6,801,016 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 P Direct
Footnotes
  1. The reporting persons' sale at a price of $3.80 per share on September 4, 2012 of Common Stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 37,030 shares, with the reporting persons' purchase of shares of Common Stock at a price of $2.56 per share on October 10, 2012 reported herein. The reporting persons have agreed to pay to Navidea Biopharmaceuticals, Inc., $45,472.84, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.