Filing Details
- Accession Number:
- 0001209191-12-052541
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-09 17:52:20
- Reporting Period:
- 2012-11-07
- Filing Date:
- 2012-11-09
- Accepted Time:
- 2012-11-09 17:52:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1305294 | Qlik Technologies Inc | QLIK | Services-Prepackaged Software (7372) | 201643718 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1496309 | Lars Bjork | C/O Qlik Technologies Inc., 150 N. Radnor Chester Road Radnor PA 19087 | Ceo, President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-07 | 1,850 | $0.00 | 767,629 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-07 | 774 | $17.94 | 766,855 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2012-11-07 | 1,850 | $0.00 | 1,850 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,550 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 100,000 | Indirect | By GRAT |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- Shares were sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of the RSUs.
- The RSUs vest in four equal annual installments beginning November 7, 2012, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
- Not applicable.
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