Filing Details
- Accession Number:
- 0001140361-12-046534
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-09 17:32:45
- Reporting Period:
- 2012-11-07
- Filing Date:
- 2012-11-09
- Accepted Time:
- 2012-11-09 17:32:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921557 | Republic Bancorp Inc | RBCAA | State Commercial Banks (6022) | 610862051 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1372597 | S Jean Trager | 601 West Market Street Louisville KY 40202 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2012-11-07 | 0 | $0.00 | 3,673,935 | No | 4 | S | Indirect | By Teebank Family Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Teebank Family Limited Partnership |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2012-11-07 | 0 | $0.00 | 0 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
481,710 | No | 4 | S | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 86,826 | Indirect | By Jaytee Properties Limited Partnership |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 19,455 | 19,455 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 142,764 | 142,764 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
19,455 | 19,455 | Indirect | |
142,764 | 142,764 | Direct |
Footnotes
- Teebank Family Limited Partnership ("Teebank") is a family limited partnership of which the Jean S. Trager Trust is a general partner and Jean S. Trager is a limited partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- The reporting person is the sole beneficiary of a trust which sold $10 million worth of Teebank limited partnership interests.
- As of the reporting date, Teebank has engaged a valuation firm to conduct an appraisal of its limited partnership units. The reporting person expects to file an amendment to this Form 4 upon receipt of that appraisal to disclose the number of issuer securities that were the subject of this transaction.
- Jaytee Properties Limited Partnership is a family limited partnership of which the Jean S. Trager Trust is a general partner and Jean S. Trager is a limited partner. The reporting person disclaims beneficial ownership of the reported securities except to the extnet of her pecuniary interest therein.
- This amount includes 937.584 shares which were incorrectly excluded from the reporting person's Form 5 filed for the Issuer's fiscal year ended December 31, 2011.
- Conversion from Class B Common Stock to Class A Common Stock is on a share-for-share basis.
- Immediate.
- None.
- This amount includes 210.082 shares which were incorrectly excluded from the reporting person's Form 5 filed for the Issuer's fiscal year ended December 31, 2011.