Filing Details
- Accession Number:
- 0001209191-12-052526
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-09 17:22:46
- Reporting Period:
- 2012-11-07
- Filing Date:
- 2012-11-09
- Accepted Time:
- 2012-11-09 17:22:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 16614 | Camco Financial Corp | CAFI | Savings Institutions, Not Federally Chartered (6036) | 510110823 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1121926 | James Huston | 5533 Stillwater Avenue Westerville OH 43082 | President/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-07 | 205,446 | $1.75 | 222,910 | No | 4 | X | Indirect | By 401(K) Plan |
| Common Stock | Acquisiton | 2012-11-07 | 342,858 | $1.75 | 607,646 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2012-11-07 | 1,200 | $1.75 | 1,400 | No | 4 | X | Indirect | By Minor Child |
| Common Stock | Acquisiton | 2012-11-07 | 6,064 | $1.75 | 6,064 | No | 4 | P | Indirect | Trust with Minor Child |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Indirect | By 401(K) Plan |
| No | 4 | X | Direct | |
| No | 4 | X | Indirect | By Minor Child |
| No | 4 | P | Indirect | Trust with Minor Child |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Subscription Rights (right to buy) | Disposition | 2012-11-07 | 205,446 | $0.00 | 205,446 | $1.75 |
| Common Stock | Subscription Rights (right to buy) | Disposition | 2012-11-07 | 342,858 | $0.00 | 342,858 | $1.75 |
| Common Stock | Subscription Rights (right to buy) | Disposition | 2012-11-07 | 1,200 | $0.00 | 1,200 | $1.75 |
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2012-11-07 | 102,723 | $0.00 | 102,723 | $2.10 |
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2012-11-07 | 171,429 | $0.00 | 171,429 | $2.10 |
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2012-11-07 | 3,032 | $0.00 | 3,032 | $2.10 |
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2012-11-07 | 600 | $0.00 | 600 | $2.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-09-24 | 2012-11-01 | No | 4 | X | Indirect |
| 0 | 2012-09-24 | 2012-11-01 | No | 4 | X | Direct |
| 0 | 2012-09-24 | 2012-11-01 | No | 4 | X | Indirect |
| 102,723 | 2012-11-07 | 2017-11-06 | No | 4 | P | Indirect |
| 171,429 | 2012-11-07 | 2017-11-06 | No | 4 | P | Direct |
| 3,032 | 2012-11-07 | 2017-11-06 | No | 4 | P | Indirect |
| 600 | 2012-11-07 | 2017-11-06 | No | 4 | P | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option | $2.15 | 2011-02-18 | 2021-02-18 | 50,845 | 50,845 | Direct |
| Common Shares | Stock Option | $2.15 | 2011-02-18 | 2021-02-18 | 41,524 | 41,524 | Direct |
| Common Shares | Stock Option | $2.51 | 2010-02-26 | 2020-02-26 | 164,541 | 164,541 | Direct |
| Common Shares | Stock Option | $2.50 | 2009-01-23 | 2019-01-23 | 75,000 | 75,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-02-18 | 50,845 | 50,845 | Direct |
| 2021-02-18 | 41,524 | 41,524 | Direct |
| 2020-02-26 | 164,541 | 164,541 | Direct |
| 2019-01-23 | 75,000 | 75,000 | Direct |
Footnotes
- The warrants were acquired in connection with the purchase of common stock as part of Camco's offering
- 20% exercisable on date of grant. Additional 20% exercisable each anniversary date thereafter.
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