Filing Details
- Accession Number:
- 0001428204-12-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-09 17:00:24
- Reporting Period:
- 2012-11-07
- Filing Date:
- 2012-11-09
- Accepted Time:
- 2012-11-09 17:00:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156388 | Big 5 Sporting Goods Corp | BGFV | Retail-Miscellaneous Shopping Goods Stores (5940) | 954388794 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1527550 | O Boyd Clark | C/O Big 5 Sporting Goods Corporation 2525 East El Segundo Blvd El Segundo CA 90245 | Senior Vp, Buying | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2012-11-07 | 2,500 | $8.95 | 42,807 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Acquisiton | 2012-11-07 | 6,000 | $4.82 | 48,807 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Acquisiton | 2012-11-07 | 5,000 | $7.63 | 53,807 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2012-11-07 | 13,500 | $13.66 | 40,307 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Employee Stock Option (right to buy) | Disposition | 2012-11-07 | 2,500 | $0.00 | 2,500 | $8.95 |
| Common Stock, Par Value $.01 | Employee Stock Option (right to buy) | Disposition | 2012-11-07 | 6,000 | $0.00 | 6,000 | $4.82 |
| Common Stock, Par Value $.01 | Employee Stock Option (right to buy) | Disposition | 2012-11-07 | 5,000 | $0.00 | 5,000 | $7.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-03-03 | No | 4 | M | Direct | |
| 3,000 | 2019-03-02 | No | 4 | M | Direct | |
| 15,000 | 2021-08-04 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average sale price for multiple transactions at prices ranging from $13.64 to $13.67 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These options vested in four equal annual installments, with the final vesting date being March 3, 2012.
- These options vest in four equal annual installments with the first three vestings having occurred on March 2, 2010, March 2, 2011 and March 2, 2012. The subsequent vesting date is March 2, 2013. The exercise of this option with respect to 6,000 previously vested shares is being reported herein.
- These options vest in four equal annual installments with the first vesting having occurred on August 4, 2012. The subsequent vesting dates are August 4, 2013, August 4, 2014 and August 4, 2015. The exercise of this option with respect to 5,000 previously vested shares is being reported herein.
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