Filing Details
- Accession Number:
- 0001209191-12-052492
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-09 16:11:04
- Reporting Period:
- 2012-11-08
- Filing Date:
- 2012-11-09
- Accepted Time:
- 2012-11-09 16:11:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1513363 | Fidus Investment Corp | FDUS | () | 275017321 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205624 | H Edward Ross | C/O Fidus Investment Corporation 1603 Orrington Avenue, Suite 820 Evanston IL 60201 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-08 | 2,000 | $15.39 | 167,955 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Includes an aggregate of 4,450.686 shares of common stock acquired by the reporting person pursuant to Fidus Investment Corporation's Dividend Reinvestment Plan.