Filing Details
- Accession Number:
- 0001181431-12-057921
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-09 16:06:45
- Reporting Period:
- 2012-11-08
- Filing Date:
- 2012-11-09
- Accepted Time:
- 2012-11-09 16:06:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 831001 | Citigroup Inc | C | National Commercial Banks (6021) | 521568099 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201901 | S William Thompson | Citigroup Inc., Corporate Law Dept. 425 Park Avenue, 2Nd Floor New York NY 10043 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-08 | 6,850 | $36.25 | 33,709 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,911 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Tangible Dividend Enhanced Commmon Stock (T-DECS) | $0.00 | 2012-12-15 | 0 | 4,900 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-12-15 | 0 | 4,900 | Indirect |
Footnotes
- This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $36.11 to USD $36.46. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $31.47 per share and a maximum price of $39.34 per share.
- Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012.
- Based on the Reporting Person's ownership of 4,900 T-DECS units, the Reporting Person has the right to acquire a minimum of 12,436 shares, and a maximum of 15,555 shares, of the Issuer's common stock.
Billionaire Hedge Funds
