Filing Details
- Accession Number:
- 0001273412-12-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-09 10:46:49
- Reporting Period:
- 2012-11-07
- Filing Date:
- 2012-11-09
- Accepted Time:
- 2012-11-09 10:46:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050743 | Peapack Gladstone Financial Corp | PGC | Commercial Banks, Nec (6029) | 223537895 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1477501 | A Vincent Spero | 500 Hills Drive, Suite 300 Po Box 700 Bedminster NJ 07921 | Evp & Chief Lending Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-07 | 500 | $14.07 | 21,486 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,367 | Indirect | 401K Plan/Profit Sharing |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $27.01 | 2018-06-02 | 1,050 | 1,050 | Direct | |
| Common Stock | Stock Option (right to buy) | $11.91 | 2019-11-19 | 3,000 | 3,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-06-02 | 1,050 | 1,050 | Direct |
| 2019-11-19 | 3,000 | 3,000 | Direct |
Footnotes
- The options are exercisable in five equal annual installments on November 19, 2010, 2011, 2012, 2013 and 2014.
- The options are exercisable in five equal annual installments on June 2, 2009, 2010, 2011, 2012 and 2013.
- Includes 401K contributions used to purchase PGC stock each payroll period.
- Includes profit-sharing contributions and earnings since last filing.
Billionaire Hedge Funds
