Filing Details
- Accession Number:
- 0001179110-12-015843
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-08 18:50:04
- Reporting Period:
- 2012-11-06
- Filing Date:
- 2012-11-08
- Accepted Time:
- 2012-11-08 18:50:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311241 | Intermolecular Inc | IMI | Semiconductors & Related Devices (3674) | 201616267 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1528626 | E David Lazovsky | 3011 North First Street San Jose CA 95134 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Disposition | 2012-11-06 | 16,053 | $7.10 | 3,227,559 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2012-11-07 | 17,930 | $7.10 | 3,209,629 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2012-11-08 | 4,517 | $6.90 | 3,205,112 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 35,487 | Indirect | By Wife |
Common Stock, $0.001 Par Value | 189,513 | Indirect | By GRAT |
Common Stock, $0.001 Par Value | 189,513 | Indirect | By Wife's GRAT |
Common Stock, $0.001 Par Value | 45,882 | Indirect | By Children's Trust |
Footnotes
- These shares are held by The David E. Lazovsky 2010 Annuity Trust.
- These shares are held by The Juel D. Lazovsky 2010 Annuity Trust.
- These shares are held by The Lazovsky 2010 Irrevocable Children's Trust.
- The sale reported was effected pursuant to a 10b5-1 Sales Plan entered into by the Reporting Person on May 14, 2012.
- The transaction was executed in multiple trades in prices ranging from $7.08 to $7.13, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades in prices ranging from $7.06 to $7.13, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades in prices ranging from $6.78 to $7.05, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.