Filing Details
- Accession Number:
- 0001412665-12-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-08 18:29:56
- Reporting Period:
- 2012-11-08
- Filing Date:
- 2012-11-08
- Accepted Time:
- 2012-11-08 18:29:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412665 | Midwestone Financial Group Inc. | MOFG | State Commercial Banks (6022) | 421206172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1454768 | John Gary Ortale | 102 S. Clinton Street P.o. Box 1700 Iowa City IA 52244-1700 | Evp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-08 | 12 | $19.80 | 9,012 | No | 4 | P | Indirect | By IRAs |
| Common Stock | Acquisiton | 2012-11-08 | 400 | $19.85 | 9,412 | No | 4 | P | Indirect | By IRAs |
| Common Stock | Acquisiton | 2012-11-08 | 88 | $19.83 | 9,500 | No | 4 | P | Indirect | By IRAs |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRAs |
| No | 4 | P | Indirect | By IRAs |
| No | 4 | P | Indirect | By IRAs |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,270 | Direct | |
| Common Stock | 1,390 | Indirect | By ESOP |
| Common Stock | 1,500 | Indirect | By Spousal IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $16.69 | 2018-04-01 | 500 | 500 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $9.34 | 2019-01-22 | 500 | 500 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $7.02 | 2019-07-16 | 4,800 | 4,800 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-04-01 | 500 | 500 | Direct |
| 2019-01-22 | 500 | 500 | Direct |
| 2019-07-16 | 4,800 | 4,800 | Direct |
Footnotes
- Shares are held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to reporting person's account as of November 1, 2012.
- The option vests in four equal annual installments beginning on April 1, 2009.
- The option vests in four equal annual installments beginning on January 22, 2010.
- The option vests in four equal annual installments beginning on July 16, 2010.
Billionaire Hedge Funds
