Filing Details
- Accession Number:
- 0001179110-12-015808
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-08 11:56:04
- Reporting Period:
- 2012-11-07
- Filing Date:
- 2012-11-08
- Accepted Time:
- 2012-11-08 11:56:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403431 | Heritage-Crystal Clean Inc. | HCCI | Sanitary Services (4950) | 260351454 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428935 | John Lucks | C/O Heritage-Crystal Clean, Inc. 2175 Point Boulevard, Suite 375 Elgin IL 60123 | Senior Vp Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-07 | 500 | $7.33 | 26,582 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-07 | 500 | $17.00 | 26,082 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-07 | 500 | $0.00 | 500 | $7.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,920 | 2019-03-25 | No | 4 | M | Direct |
Footnotes
- Options vest 25% per year for four years.
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