Filing Details
- Accession Number:
- 0001209191-12-052206
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-07 20:22:36
- Reporting Period:
- 2012-11-06
- Filing Date:
- 2012-11-07
- Accepted Time:
- 2012-11-07 20:22:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340127 | Carbonite Inc | CARB | Services-Computer Processing & Data Preparation (7374) | 331111329 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526346 | Richard Surace | C/O Carbonite, Inc. 177 Huntington Avenue Boston MA 02115 | Svp, Customer Support | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-06 | 5,000 | $5.15 | 8,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-06 | 8,000 | $9.31 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-11-06 | 5,000 | $0.00 | 5,000 | $5.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,200 | 2020-12-16 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.00 to $9.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This option became exercisable as to 15,000 shares of common stock on December 27, 2011 and as to an additional 3,750 shares of common stock on each of March 27, 2012, June 27, 2012, and September 27, 2012. This option will become exercisable as to the remaining underlying shares of common stock in 9 equal quarterly installments beginning on December 27, 2012.
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