Filing Details
- Accession Number:
- 0001140361-12-046136
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-11-07 18:07:33
- Reporting Period:
- 2012-11-06
- Filing Date:
- 2012-11-07
- Accepted Time:
- 2012-11-07 18:07:33
- Original Submission Date:
- 2012-11-06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 881890 | Abaxis Inc | ABAX | Measuring & Controlling Devices, Nec (3829) | 770213001 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1360831 | Martin Mulroy | C/O Abaxis, Inc. 3240 Whipple Road Union City CA 94587 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-06 | 8,000 | $3.85 | 46,350 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-06 | 2,292 | $14.05 | 48,642 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-06 | 1,000 | $37.85 | 47,642 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-06 | 500 | $37.82 | 47,142 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-06 | 7,600 | $37.80 | 39,542 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-06 | 100 | $37.75 | 39,442 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-06 | 1,092 | $37.66 | 38,350 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option Exercise | Disposition | 2012-11-06 | 8,000 | $0.00 | 8,000 | $3.85 |
| Common Stock | Option Exercise | Disposition | 2012-11-06 | 2,292 | $0.00 | 2,292 | $14.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-04-22 | 2013-04-22 | No | 4 | M | Direct |
| 0 | 2006-01-03 | 2015-01-03 | No | 4 | M | Direct |
Footnotes
- The reporting person filed a Form 4 on November 6, 2012, reporting the sale of common stock on November 6, 2012. In that Form 4, the reporting person inadvertently neglected to report the conversion of derivative securities. This Form 4 is being filed solely to correct the omission from the original Form 4 filed on November 6, 2012.
- Options exercisable to the extent vested.
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