Filing Details

Accession Number:
0001246360-12-004353
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-07 17:35:14
Reporting Period:
2012-11-05
Filing Date:
2012-11-07
Accepted Time:
2012-11-07 17:35:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929940 Aspen Technology Inc AZPN Services-Computer Programming Services (7371) 042739697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1239799 E Gary Haroian Aspen Technology, Inc.
200 Wheeler Road
Burlington MA 01803
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-05 24,000 $8.12 43,337 No 4 M Direct
Common Stock Acquisiton 2012-11-05 3,000 $13.51 46,337 No 4 M Direct
Common Stock Acquisiton 2012-11-05 3,000 $10.42 49,337 No 4 M Direct
Common Stock Acquisiton 2012-11-05 3,000 $10.42 52,337 No 4 M Direct
Common Stock Disposition 2012-11-05 33,000 $26.55 19,337 No 4 S Direct
Common Stock Disposition 2012-11-05 16,209 $26.55 3,128 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option (Right to Buy) Disposition 2012-11-05 24,000 $0.00 24,000 $8.12
Common Stock Director Stock Option (Right to Buy) Disposition 2012-11-05 3,000 $0.00 3,000 $13.51
Common Stock Director Stock Option (Right to Buy) Disposition 2012-11-05 3,000 $0.00 3,000 $10.42
Common Stock Director Stock Option (Right to Buy) Disposition 2012-11-05 3,000 $0.00 3,000 $10.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-12-08 No 4 M Direct
0 2006-05-17 2013-05-16 No 4 M Direct
0 2006-11-17 2013-11-16 No 4 M Direct
0 2006-11-17 2013-11-16 No 4 M Direct
Footnotes
  1. The option granted at the exercise price of $8.12, representing a right to purchase 24,000 shares, became exercisable in 12 equal consecutive quarterly installments on the last day of each quarter, beginning on March 31, 2004.
  2. The option granted at the exercise price of $13.51, representing a right to purchase 3,000 shares, was fully vested on the date of grant.
  3. The option granted at the exercise price of $10.42, representing a right to purchase 3,000 shares, was fully vested on the date of grant.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.38 to $26.74, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.37 to $26.74, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.